2022年備考CFA考試需要資料包括CFAmock、CFA官方教材課后習題……

發布時間：2021-11-17 09:38編輯：融躍教育CFA

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According to the Global Investment PerformanceStandards (GIPS), firms must do all of the following except:

A．adhere to certain calculation methodologies andmake specific disclosures along with their performance

B．provide investors with a comprehensive view oftheir performance only in terms of returns

C．comply with all requirements of the GIPSstandards, such as updates, guidance statements, and clarifications

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【答案】B

【解析】

Firms must provide investors with a comprehensive view oftheir pen~ormance in terms of risk and returns, not just returns.

Which of the following is not a component of theCFA Institute Code of Ethics?

A．Promote financial integrity and seek to preventand punish abuses in the financial markets

B．Practice and encourage others to practice in aprofessional and ethical manner that will reflect credit on themselves and theprofession

C．Place the integrity of the investment professionand the interests of clients above your own personal interests

【答案】A

【解析】

Punishing abuse in the financial markets is not one of thesix components of the Code of Ethics.

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